Essentials of the Dodd-Frank Act / Essentials (ePub)
(Sprache: Englisch)
An executive overview of the new Financial Regulations Act
This book provides an executive summary of the newly passed
Financial Regulations Act. It examines the most important sections
of the Act, how it impacts the financial industry, as well as...
This book provides an executive summary of the newly passed
Financial Regulations Act. It examines the most important sections
of the Act, how it impacts the financial industry, as well as...
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An executive overview of the new Financial Regulations Act
This book provides an executive summary of the newly passed
Financial Regulations Act. It examines the most important sections
of the Act, how it impacts the financial industry, as well as what
executives must know and do in order to comply with the Act.
* One of the first books to provide an executive summary from a
compliance perspective
* Presents responsibilities of senior level executives regarding
this new Act
* Reveals what has changed within the regulatory environment
* Provides tips and techniques throughout
Describing the government regulation of securities, securities
markets, and securities transactions in the United States, this
timely book succinctly defines, describes, and explains domestic
securities regulation for compliance officers, accountants, and
broker-dealers.
This book provides an executive summary of the newly passed
Financial Regulations Act. It examines the most important sections
of the Act, how it impacts the financial industry, as well as what
executives must know and do in order to comply with the Act.
* One of the first books to provide an executive summary from a
compliance perspective
* Presents responsibilities of senior level executives regarding
this new Act
* Reveals what has changed within the regulatory environment
* Provides tips and techniques throughout
Describing the government regulation of securities, securities
markets, and securities transactions in the United States, this
timely book succinctly defines, describes, and explains domestic
securities regulation for compliance officers, accountants, and
broker-dealers.
Autoren-Porträt von Sanjay Anand
SANJAY ANAND, CSOX, CGRC, is a recognized expert in governance, risk management, compliance and controls, and has served as chairperson of the SOX and GRC Institutes, and as Steering Committee member of the Open Compliance and Ethics Group's Red Book. He has been accorded over a dozen honorary industry credentials and certifications including a CDE (Certificate in Director Education) from NACD Institute and a CFE (Certified Fraud Examiner) from ACFE. For more information, visit his site at www.sanjayanand.com.
Bibliographische Angaben
- Autor: Sanjay Anand
- 2011, 1. Auflage, 208 Seiten, Englisch
- Verlag: John Wiley & Sons
- ISBN-10: 1118028333
- ISBN-13: 9781118028339
- Erscheinungsdatum: 07.02.2011
Abhängig von Bildschirmgröße und eingestellter Schriftgröße kann die Seitenzahl auf Ihrem Lesegerät variieren.
eBook Informationen
- Dateiformat: ePub
- Größe: 0.60 MB
- Mit Kopierschutz
Sprache:
Englisch
Kopierschutz
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