RIA s Compliance Solution Book
(Sprache: Englisch)
For registered investment advisers, the pressure to understand changing compliance regulations, and to meet the requirements they impose, has never been more intense. The RIA's Compliance Solution Book gathers the information needed most and gives advisers...
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For registered investment advisers, the pressure to understand changing compliance regulations, and to meet the requirements they impose, has never been more intense. The RIA's Compliance Solution Book gathers the information needed most and gives advisers plain-English translations of the critical rules and regulations. 20 CFP CE credit hours available.
Bibliographische Angaben
- Autor: Demby
- 316 Seiten, Maße: 16,1 x 24 cm, Gebunden, Englisch
- Verlag: John Wiley & Sons
- ISBN-10: 1576601927
- ISBN-13: 9781576601921
- Erscheinungsdatum: 01.05.2006
Sprache:
Englisch
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